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Securities Law
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Online Seminar (Audio & Video)
Online Seminar (Audio & Video)
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Online - 2011 Securities Law Workshop: The Buck Stops Where? The Legal and Ethical Role of Securities Intermediaries in the Current Regulatory Environments
0.5 Self-Study
Price: $18.75 (provides online access for 3 months after purchase).
Course №:V 11-9006B
Course Level: Intermediate
Duration: 39 Minutes
Original Program Date: Friday, May 6, 2011
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  Item Description | Faculty | Course Materials
Item Description Back to top
Anthony Santos presents on the role of securities intermediaries, including the legal ethics of this role.

Faculty Back to top
Anthony Santos

Course Materials Back to top

htmAnnual Securities Law (124 Pages, 2 MB)
htmHelp

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