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| # | | | Other Credit | | |
| 1 | CEtoGo | Online - 2009 Fall Forum
The Scope of Securities Fraud: A National Perspective
The Scope of Securities Fraud: A National Perspective
| 1.5 Self-Study | N/A | $56.25 |
| 2 | Online Seminar | Online - 2011 Securities Law Workshop: Attorney-CPA Teamwork in the Registration Process and Some Hot Accounting Issues | 1.0 Self-Study | N/A | $37.50 |
| 3 | CEtoGo | Online - 2011 Securities Law Workshop: Attorney-CPA Teamwork in the Registration Process and Some Hot Accounting Issues | 1.0 Self-Study | N/A | $37.50 |
| 4 | Online Seminar | Online - 2011 Securities Law Workshop: Broker-Dealer Obligations in Private Placements | 1.0 Self-Study Professionalism |  | $37.50 |
| 5 | CEtoGo | Online - 2011 Securities Law Workshop: Broker-Dealer Obligations in Private Placements | 1.0 Self-Study Professionalism | N/A | $37.50 |
| 6 | Online Seminar | Online - 2011 Securities Law Workshop: Progress and Updates in the OTC Markets Group/OTCQX Evolution | 1.0 Self-Study | | $37.50 |
| 7 | CEtoGo | Online - 2011 Securities Law Workshop: Progress and Updates in the OTC Markets Group/OTCQX Evolution | 1.0 Self-Study | N/A | $37.50 |
| 8 | Online Seminar | Online - 2011 Securities Law Workshop: FINRA as a Gatekeeper: 15(c)(2)(11) and Related Issues | 0.5 Self-Study |  | $18.75 |
| 9 | CEtoGo | Online - 2011 Securities Law Workshop: FINRA as a Gatekeeper: 15(c)(2)(11) and Related Issues | 1.0 Self-Study | N/A | $18.75 |
| 10 | Online Seminar | Online - 2011 Securities Law Workshop: Update from Utah Securities Division | 0.5 Self-Study | | $18.75 |
| 11 | CEtoGo | Online - 2011 Securities Law Workshop: Update from Utah Securities Division | 0.5 Self-Study | N/A | $18.75 |
| 12 | Online Seminar | Online - 2011 Securities Law Workshop: Update on Recent Significant Securities Decisions | 0.5 Self-Study | | $18.75 |
| 13 | CEtoGo | Online - 2011 Securities Law Workshop: Update on Recent Significant Securities Decisions | 0.5 Self-Study | N/A | $18.75 |
| 14 | Online Seminar | Online - 2011 Securities Law Workshop: Update: Agent of the Issuer Licensing Rules and How that Affects Investment Advisors | 0.5 Self-Study | N/A | $18.75 |
| 15 | CEtoGo | Online - 2011 Securities Law Workshop: Update: Agent of the Issuer Licensing Rules and How that Affects Investment Advisors | 0.5 Self-Study | N/A | $18.75 |
| 16 | Online Seminar | Online - 2011 Securities Law Workshop: Regulation of Investment Advisors: A Changing Landscape | 0.5 Self-Study |  | $18.75 |
| 17 | CEtoGo | Online - 2011 Securities Law Workshop: Regulation of Investment Advisors: A Changing Landscape | 0.5 Self-Study | N/A | $18.75 |
| 18 | Online Seminar | Online - 2011 Securities Law Workshop: The Buck Stops Where? The Legal and Ethical Role of Securities Intermediaries in the Current Regulatory Environments | 0.5 Self-Study | N/A | $18.75 |
| 19 | CEtoGo | Online - 2011 Securities Law Workshop: The Buck Stops Where? The Legal and Ethical Role of Securities Intermediaries in the Current Regulatory Environments | 0.5 Self-Study | N/A | $18.75 |
