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Online Seminar (Audio & Video)
Online Seminar (Audio & Video)
Microsoft Silverlight
Private Placements of Securities: Legal and Practical Considerations
3 Total CLE credits (No Ethics)
Price: $139.00 (provides online access for 3 months after purchase).
Course №:OL 2193
Duration: 3 Hours
Original Program Date: Tuesday, October 4, 2011
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  Item Description | Credit Information | Faculty | Course Materials
Item Description Back to top

Financing a business continues to be one of the most challenging aspects of the current economic crisis. This session explores a number of the potential ways to raise capital, including:

  • PIPES
  • Rule 144A transactions
  • Rule 506 Regulation D offerings (including capital raises and acquisitions)
  • Regulation S cross-border offerings

Our panelists discuss legal underpinnings, the impact of recent rule changes, and key business and accounting issues involved in these transactions. We offer practical advice on “top ten” issues for you to consider, including broker-dealer issues, integration of offerings, communications with investors and regulators, diligence requirements and others. Our panel includes legal, accounting and investment banking expertise to provide different perspectives on private placements in the current economic environment.

Recorded during a live webcast in October 2011.

Credit Information Back to top
3 Total CLE credits (No Ethics)

Faculty Back to top
Merritt A. Cole, Esq., White and Williams, LLP, Philadelphia
Douglas M. Lurio, Esq., Lurio & Associates, P.C., Philadelphia
Mary J. Mullany, Esq., Ballard Spahr Andrews & Ingersoll, LLP, Philadelphia
Gerald J. Guarcini, Esq., Ballard Spahr LLP, Philadelphia
Jonathan Schechter, Esq., Senior Vice President, Investment Banking, Chardan Capital Markets, LLC, New York, NY
Stephen M. Simpson, CPA, Ernst & Young, LLP, Philadelphia

Course Materials Back to top

icon_acrobatNotice about getting CLE credit – changed October 2005  (1 Page, 21 KB)
icon_acrobatProgram Schedule (1 Page, 37 KB)
icon_acrobatWritten Materials (242 Pages, 3 MB)
icon_acrobatHandout (5 Pages, 29 KB)
htmHelp
icon_acrobatMajor Ethics Rules Changes (Rev. August 2009) (ETHICS COURSES ONLY) (2 Pages, 26 KB)

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