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Pennsylvania lawyers can
to 4 of the required 12 annual CLE credits by distance learning,
(online CLE, podcasts, or call-in CLE). Distance learning credits can
NOT be carried forward into your next compliance period.
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It's been a little more than a year since the Dodd–Frank Wall Street Reform and Consumer Protection Act was enacted. Opinions are mixed on the law's effectiveness. Hear the debate between the regulators, financial institutions and the financial institutions bar. Get an up-to-the minute look at what's been implemented, what hasn't and what the impact has been on the industry. Specific topics include:
Current SEC initiatives related to Dodd-Frank
Study on Enhancing Investment Adviser Examinations
Consumer Financial Protection Agency
Update on the insurance provisions of Dodd-Frank
This course was recorded in November 2011 at PBI's 17th Annual Business Lawyers' Institute. Other sessions from this popular two-day program are available at PBI's Online Campus.