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Podcast
Podcast
Dodd-Frank: The Good, the Bad, and the Ugly
1 Total CLE credits (No Ethics)
Price: $59.00 (provides online access for 3 months after purchase).
Course №:POD 2132
Course Level: Advanced
Duration: 60 Minutes
Original Program Date: Wednesday, November 9, 2011
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  Item Description | Credit Information | Faculty | Course Materials
Item Description Back to top
It's been a little more than a year since the Dodd–Frank Wall Street Reform and Consumer Protection Act was enacted. Opinions are mixed on the law's effectiveness. Hear the debate between the regulators, financial institutions and the financial institutions bar. Get an up-to-the minute look at what's been implemented, what hasn't and what the impact has been on the industry. Specific topics include:
  • Current SEC initiatives related to Dodd-Frank
  • Study on Enhancing Investment Adviser Examinations
  • Consumer Financial Protection Agency
  • Update on the insurance provisions of Dodd-Frank
This course was recorded in November 2011 at PBI's 17th Annual Business Lawyers' Institute. Other sessions from this popular two-day program are available at PBI's Online Campus.
Credit Information Back to top
1 Total CLE credits (No Ethics)

Faculty Back to top
Lisa C. Detwiler, Esq., General Counsel, FS2 Capital Partners LLC, A Franklin Square Company, Philadelphia
Daniel W. Krane, Esq., Drinker Biddle & Reath LLP, Philadelphia
John R. Saurman, Esq., Brinker Capital, Berwyn
Loretta Wise, Esq., Vice President, Legal Dept, Pershing Managed Account Solutions, Pershing LLC, a BYN Mellon Company, Malvern

Course Materials Back to top

icon_acrobatRead This About Getting Credit for PBI Podcasts  (1 Page, 21 KB)
icon_acrobatWritten Materials (89 Pages, 1 MB)
icon_acrobatMajor Ethics Rules Changes (Rev. August 2009) (ETHICS COURSES ONLY) (2 Pages, 26 KB)

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