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Podcast
Ethics in the Practice of Securities Law 2009
You will be required to input a code on your affirmation. Some of the codes are in audio and some in video. Please watch, look and listen for the code
2.0 Total NY MCLE Credits, all of which may be applied toward NY MCLE Ethics Credits
Price: $118.00 (provides online access for 12 months after purchase).
Duration: 1 Hour 55 Minutes
Original Program Date: Thursday, June 18, 2009
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  Item Description | Credit Information | Faculty | Course Materials | User Feedback
Item Description Back to top

This program will address ethical and legal issues that corporate and outside counsel face in advising corporations, directors and officers, handling shareholder and derivative suits, and responding to government investigations.  The program will present a scenario involving the discovery of possible accounting irregularities at a public company in which panelists will role play various parts, including that of corporate counsel, outside counsel, auditor’s counsel, and SEC counsel.  Topics will include attorney-client privilege when representing a corporate entity, multiple representations, issues regarding internal investigations, responses to client misconduct, issues dealing with outside auditors, and the impact of the Sarbanes-Oxley legislation.  This program’s updated content will entitle attendees to CLE credit if they attended the 2008 program.

Credit Information Back to top
2.0 Total NY MCLE Credits, all of which may be applied toward  NY MCLE Ethics Credits

Faculty Back to top
Daniel J.  Kramer, Paul, Weiss, Rifkind, Wharton & Garrison LLP, New York
Pierre  Gentin, Managing Director and Head of Litigation, Credit Suisse Securities (USA) LLC, New York
Barry W.  Rashkover, Sidley Austin LLP, New York
Andrew E.  Tomback, Milbank, Tweed, Hadley & McCloy LLP, New York
Michael R.  Young, Willkie Farr & Gallagher LLP, New York

Course Materials Back to top

icon_acrobatEthics in the Practice of Securities Law (764 Pages, 33 MB)


User Feedback Back to top
"An excellent course that, rather surprisingly, worked very well as a podcast. The presenters were well prepared and worked extremely well together. I was fascinated by the presentation, learned much and thoroughly enjoyed myself. Ethics credits should always be this delightful to earn." (New York, NY)
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