Legal & Ethical Issues for Investment Counsel (5.23.11) You will be required to input a code on your affirmation. Some of the codes are in audio and some in video. Please watch, look and listen for the code. This program provides 1.5 general & 1.0 professionalism for the IL MCLE requirement.
3.0 Total NY MCLE Credits, 1.0 of which may be applied toward NY MCLE Ethics Credits, 2.0 of which may be applied toward Professional Practice
Price:
$177.00 (provides online access for 12 months after purchase).
Counsel to investment companies and their advisers continue to face challenges in the wake of regulatory reform and litigation relating to mutual fund fees and disclosures. This program will address: disclosure liability issues, the impact of Jones v. Harris and other pending investment advisory fee cases on best practices for Board approval of investment advisory contracts; ethical issues for board members, chief compliance officers, advisers and their counsel; and implications of the Dodd-Frank Act on investment advisers and mutual funds.
Credit Information
3.0 Total NY MCLE Credits, 1.0 of which may be applied toward NY MCLE Ethics Credits, 2.0 of which may be applied toward Professional Practice
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