Here are the materials in .pdf format from the seminar that took place on October 6, 2011.
Materials alone DO NOT qualify for NHMCLE Credit.
When the Blue Sky Gets Cloudy...
This half-day program will focus on the scope and application of NHRSA 421-B (The NH Blue Sky statute):
The interaction between federal and state securities law
What constitutes a security
Tips to avoid common practice mistakes
When state securities registration requirements apply, and how to identify registration exemptions
The role of the ‘business broker’ in securities transactions
The regulators’ views on common mistakes by issuers and their counsel
This program is for attorneys who have a basic but not advanced knowledge of state and federal securities laws. There will be a broad introductory overview of the interplay between those laws to refresh the audience’s recollection.
Authors
Alan L. Reische, Sheehan Phinney Bass + Green, PA, Manchester
Matthew H. Benson, Cook, Little, Rosenblatt & Manson pllc, Manchester
Joseph Long, Interim Director, NH Bureau of Securities Regulation
